The Financial Service Providers Register (FSPR) has been established under the Financial Service Providers (Registration and Dispute Resolution) Act 2008. FSPR is a searchable register of people, businesses and organisations that provide financial services in New Zealand. It enables over-the-counter brokerage firms that are unregulated, as well as new start-ups, to gain customer confidence and credibility, without the worry of complying with regulatory barriers imposed in a number of other countries.
| Member Name | Country/Region | License No. | Est. Date |
|---|---|---|---|
| 403326,1002113 | 2016-02-07 | ||
| -- | 2018-02-02 | ||
| 612509 | 2010-09-28 | ||
| -- | 2018-09-13 | ||
| 600050 | 2024-08-08 |
| Licensed Entity | License Name | License No. | Effective Date |
|---|---|---|---|
| Inst Forex Execution (STP) | 319786 | 2018-11-21 | |
| Inst Forex Execution (STP) | 298966 | 2013-07-21 | |
| Securities Asset Management (AM) | 154626 | 2011-08-17 | |
| Inst Forex Execution (STP) | 148004 | 2011-07-05 | |
| General Financial Services License (GF) | 489386 | 2016-04-28 |