FINMA is Switzerland’s independent financial-markets regulator. Its mandate is to supervise banks, insurance companies, exchanges, securities dealers, collective investment schemes, and their asset managers and fund management companies. It also regulates distributors and insurance intermediaries. It is charged with protecting creditors, investors and policyholders. FINMA is responsible for ensuring that Switzerland’s financial markets function effectively.
| Nome do membro | País / Região | Certificado de Regularidade | Tempo Estabelecido |
|---|---|---|---|
| -- | 2001-12-01 | ||
| -- | 2001-09-25 | ||
| -- | 2000-08-08 | ||
| -- | 2012-05-02 |
| Instituições Licenciadas | Nome da licença | Certificado de Regularidade | Tempo efetivo |
|---|---|---|---|
| Licença de Trading de Valores (AGN) | Test 未授权 | -- |