RockGlobal

License Information

Australia ASIC Forex Execution License (STP)

Foreign exchangeFinancial derivativesSecuritiesBondOther financial productsPension

Regulatory Status: Regulated
License No.: 282288
Effective Date: 2005-02-18
Licensed Entity: ROCKGLOBAL CAPITAL MARKETS PTY LTD
Client Type: Institutional, retail
Client Funds Permission: Not specified
Authorized Activities: Foreign exchange trading, foreign exchange investment consulting, financial derivatives trading, financial derivatives investment consulting, securities trading, securities investment consulting, bond trading, bond investment consulting, other financial product trading, other financial product investment consulting, pension investment consulting, pension asset management

New Zealand FMA Inst Market Making (MM)

Foreign exchangeFinancial derivativesSecuritiesUnspecified

Regulatory Status: Regulated
License No.: 509766
Effective Date: 2016-07-16
Licensed Entity: ROCKFORT MARKETS LIMITED
Client Type: Institution
Client Funds Permission: Not specified
Authorized Activities: Foreign exchange trading, currency exchange, financial derivatives trading, securities asset management, credit and financing, trust services

Australia ASIC Forex Execution License (STP)

Foreign exchangeFinancial derivativesSecuritiesBondOther financial productsPension

Regulatory Status: Regulated
License No.: 282288
Effective Date: 2005-02-18

New Zealand FMA Inst Market Making (MM)

Foreign exchangeFinancial derivativesSecuritiesUnspecified

Regulatory Status: Regulated
License No.: 509766
Effective Date: 2016-07-16

Change Records

2026-04-05

Registered Country/Region Change

ROCKGLOBAL CAPITAL MARKETS PTY LTD

Before: AustraliaAfter: --

2026-04-05

Establishment Date Change

ROCKGLOBAL CAPITAL MARKETS PTY LTD

Before: 2019-02-06After: 2004-05-03

2026-02-15

New Mediation

RockGlobal

After: RockGlobal | ¥1,761(CNY) | 王巍 | China

2026-01-25

Registered Country/Region Change

ROCKGLOBAL CAPITAL MARKETS PTY LTD

Before: AustraliaAfter: --

2026-01-25

Establishment Date Change

ROCKGLOBAL CAPITAL MARKETS PTY LTD

Before: 2019-02-06After: 2004-05-03

Change Records

2026-04-05

Registered Country/Region Change

ROCKGLOBAL CAPITAL MARKETS PTY LTD

Before: Australia

After: --

2026-04-05

Establishment Date Change

ROCKGLOBAL CAPITAL MARKETS PTY LTD

Before: 2019-02-06

After: 2004-05-03

2026-02-15

New Mediation

RockGlobal

After: RockGlobal | ¥1,761(CNY) | 王巍 | China

2026-01-25

Registered Country/Region Change

ROCKGLOBAL CAPITAL MARKETS PTY LTD

Before: Australia

After: --

2026-01-25

Establishment Date Change

ROCKGLOBAL CAPITAL MARKETS PTY LTD

Before: 2019-02-06

After: 2004-05-03

2026-01-11

MT5 Verification

Meta Trader 5

Before: No Server

After: Full License

2026-01-04

Registered Country/Region Change

ROCKGLOBAL CAPITAL MARKETS PTY LTD

Before: Australia

After: --

2026-01-04

Establishment Date Change

ROCKGLOBAL CAPITAL MARKETS PTY LTD

Before: 2019-02-06

After: 2004-05-03

2025-12-29

Licensee Phone Change

New Zealand FMA Inst Market Making (MM)

Before: 09 281 2012 | 020 4080 3707

After: 022 569 6789

2025-12-29

Licensee Address Change

New Zealand FMA Inst Market Making (MM)

Before: Level 2 22 Fanshawe Street, Auckland Central, Auckland, 1010, New Zealand

After: Level 17, 55 Shortland Street, Auckland Central, Auckland, 1010, New Zealand

2025-12-29

Effective Date Change

New Zealand FMA Inst Market Making (MM)

Before: 2018-02-26

After: 2016-07-16

2025-12-28

Registered Country/Region Change

ROCKGLOBAL CAPITAL MARKETS PTY LTD

Before: Australia

After: --

2025-12-28

Establishment Date Change

ROCKGLOBAL CAPITAL MARKETS PTY LTD

Before: 2019-02-06

After: 2004-05-03

2025-12-26

New Mediation

RockGlobal

After: RockGlobal | $714(USD) | FX1997758408 | Hong Kong

2025-12-18

New Exposure

RockGlobal

After: RockGlobal | Unable to Withdraw | FX1028017937 | New Zealand

2025-12-14

New Mediation

RockGlobal

After: RockGlobal | ¥1,426,088(CNY) | FX4143477382 | China

2025-12-14

Registered Country/Region Change

ROCKGLOBAL CAPITAL MARKETS PTY LTD

Before: Australia

After: --

2025-12-07

Establishment Date Change

ROCKGLOBAL CAPITAL MARKETS PTY LTD

Before: 2019-02-06

After: 2004-05-03

2025-12-01

Registration Number Change

ROCKGLOBAL CAPITAL MARKETS PTY LTD

Before: 108915233

After: --

2025-12-01

Establishment Date Change

ROCKGLOBAL CAPITAL MARKETS PTY LTD

Before: 2004-05-03

After: 2019-02-06

2025-11-23

Establishment Date Change

ROCKGLOBAL CAPITAL MARKETS PTY LTD

Before: 2019-02-06

After: 2004-05-03

2025-11-17

Registration Number Change

ROCKGLOBAL CAPITAL MARKETS PTY LTD

Before: 108915233

After: --

2025-11-17

Establishment Date Change

ROCKGLOBAL CAPITAL MARKETS PTY LTD

Before: 2004-05-03

After: 2019-02-06

2025-11-14

New Mediation

RockGlobal

After: RockGlobal | ¥16,854(CNY) | FX3930683226 | China

2025-11-12

New Mediation

RockGlobal

After: RockGlobal | ¥14,138(CNY) | Vin仔 | China

2025-11-03

Establishment Date Change

ROCKGLOBAL CAPITAL MARKETS PTY LTD

Before: 2019-02-06

After: 2004-05-03

2025-11-01

Registration Number Change

ROCKGLOBAL CAPITAL MARKETS PTY LTD

Before: 108915233

After: --

2025-11-01

Establishment Date Change

ROCKGLOBAL CAPITAL MARKETS PTY LTD

Before: 2004-05-03

After: 2019-02-06

2025-10-24

New Mediation

RockGlobal

After: RockGlobal | ¥5,769(CNY) | FX3646867769 | China

2025-10-23

New Mediation

RockGlobal

After: RockGlobal | ¥10,684(CNY) | 富老板Club | China

2025-10-11

Establishment Date Change

ROCKGLOBAL CAPITAL MARKETS PTY LTD

Before: 2019-02-06

After: 2004-05-03

2025-09-30

New Website

RockGlobal

After: http://rockfortmarkets.com/en; https://rockglobal.co.nz

2025-08-01

Licensee Address Change

Australia ASIC Straight Through Processing (STP)

Before: C W SPITTAL & ASSOCIATES PTY LTD U 902 9 YARRA ST SOUTH YARRA VIC 3141 AUSTRALIA

After: C W SPITTAL & ASSOCIATES PTY LTD U 902 9 YARRA ST SOUTH YARRA VIC 3141

2025-08-01

License No. Change

Australia ASIC Straight Through Processing (STP)

Before: 000282288

After: 282288

2025-07-30

Employee Count Change

RockGlobal

Before: 5

After: 6

2025-07-25

New Service Providers

华腾信息技术

After: 华腾信息技术

2025-06-06

New LEI

ROCKFORT MARKETS LIMITED

After: LEI | ROCKFORT MARKETS LIMITED | 254900LYZ11LAQPSR062 | Global Legal Entity Identifier Foundation

2025-06-06

New LEI

ROCKFORT MARKETS LIMITED

After: NZ Business Number | ROCKFORT MARKETS LIMITED | 9429042010807 | New Zealand Companies House

2025-04-02

New Website

RockGlobal

After: https://www.rgfxglobal.com/

RockGlobal

License Information

Australia ASIC Forex Execution License (STP)

New Zealand FMA Inst Market Making (MM)

License Information

Australia ASIC Forex Execution License (STP)

New Zealand FMA Inst Market Making (MM)

License

License

Change Records

Change Records

Data Source & Updates

Data Source & Updates