Swiss Financial Market Supervisory Authority FINMA
Official Website: https://www.finma.ch/en
SwitzerlandRegulated by GovernmentInternational Regulatory OrganizationEstablished in 2007FINMA is Switzerland’s independent financial-markets regulator. Its mandate is to supervise banks, insurance companies, exchanges, securities dealers, collective investment schemes, and their asset managers and fund management companies. It also regulates distributors and insurance intermediaries. It is charged with protecting creditors, investors and policyholders. FINMA is responsible for ensuring that Switzerland’s financial markets function effectively.
- Regulatory TierAA
- Licenses Listed1
- Members4
- Disclosure377
Members
| Member Name | Country/Region | License No. | Established |
|---|---|---|---|
 United Kingdom | -- | 2001-12-01 | |
 Hong Kong | -- | 2001-09-25 | |
 Switzerland | -- | 2000-08-08 | |
| United Kingdom | -- | 2012-05-02 |
Related Licenses
| Licensed Entity | License Name | License No. | Effective Date |
|---|---|---|---|
| 废牌照转移专用 | Securities Trading License (AGN) | 作废 | -- |