Securities and Exchange Commission of Cambodia (SERC) is established under the law on The Issuance and Trading of Non-Government Securities (Preah Reach Kram No NS/RKM/ 1007/028). SERC regulates the securities industry in Cambodia to contribute to socio-economic development through capital mobilization from public/ securities investors to meet the demand of financing for investors.
| Member Name | Country/Region | License No. | Established |
|---|---|---|---|
| 040 | 2015-12-17 | ||
| 035 | 2020-09-17 | ||
| 005 | 2016-02-01 | ||
| Unreleased | 2018-11-24 | ||
| 011 | 2019-10-01 |
| Licensed Entity | License Name | License No. | Effective Date |
|---|---|---|---|
| Derivatives Trading License (EP) | 040 | -- | |
| Derivatives Trading License (EP) | 15 | -- | |
| Derivatives Trading License (EP) | 035 | -- | |
| Derivatives Trading License (EP) | 037 | -- | |
| Derivatives Trading License (EP) | 021 | -- |