Securities and Exchange Commission of Cambodia (SERC) is established under the law on The Issuance and Trading of Non-Government Securities (Preah Reach Kram No NS/RKM/ 1007/028). SERC regulates the securities industry in Cambodia to contribute to socio-economic development through capital mobilization from public/ securities investors to meet the demand of financing for investors.
| Licensed Entity | License Name | License No. | Effective Date |
|---|---|---|---|
| Derivatives Trading License (EP) | 040 | -- | |
| Derivatives Trading License (EP) | 15 | -- | |
| Derivatives Trading License (EP) | 035 | -- | |
| Derivatives Trading License (EP) | 037 | -- | |
| Derivatives Trading License (EP) | 021 | -- | |
| Derivatives Trading License (EP) | 013 | -- | |
| Derivatives Trading License (EP) | 005 | -- | |
| Derivatives Trading License (EP) | 026 | -- | |
| Derivatives Trading License (EP) | 033 | -- | |
| Derivatives Trading License (EP) | DB002xxPPSECC | -- | |
| Derivatives Trading License (EP) | NS / RKM / 1007/028 | -- | |
| Derivatives Trading License (EP) | 003 | -- | |
| Derivatives Trading License (EP) | 00049975 | -- |