Hong Kong ChinaInternational Regulatory OrganizationRegulated by GovernmentNBPEstablished in 1989The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.
| Licensed Entity | License Name | License No. | Effective Date |
|---|---|---|---|
| Test Company | Securities Investment Advisory (IA) | Test 香港SFC外汇交易 | -- |
| Smart Grandly Asset Management Limited | Securities Investment Advisory (IA) | BEL573 | 2015-02-12 |
| 作废 | Derivatives Trading License (AGN) | 作废3 | 2016-11-04 |
| 作废 | Derivatives Trading License (AGN) | 作废2 | 2015-08-31 |
| 作废 | Securities Trading License (AGN) | 作废1 | 2004-01-14 |
| Test Company | Derivatives Trading License (AGN) | test 香港衍生品交易 | -- |
| Bitfire Asset Management (Hong Kong) Limited | Securities Trading License (AGN) | BPK544 | 2020-07-31 |
| Panthertrade (Hong Kong) Limited | Securities Trading License (AGN) | BUY578 | 2025-01-27 |
| YAX (Hong Kong) Limited | Securities Trading License (AGN) | BUT913 | 2025-01-27 |
| DFX Labs Company Limited | Securities Trading License (AGN) | BUN619 | 2024-12-18 |
| OSL Digital Securities Limited | Securities Trading License (AGN) | BPJ213 | 2020-12-15 |
| ADMIS Hong Kong Limited | Derivatives Trading License (AGN) | ACP509 | 2004-09-25 |
| ADS Securities Hong Kong Limited | Market Making License (MM) | AXC847 | 2011-08-09 |
