Hong Kong, ChinaOrganización Reguladora InternacionalRegulado por el gobiernoProtección de saldo negativoEstablecido en 1989The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.
| Institución autorizada | Nombre de la licencia | Número de regulación | Tiempo efectivo |
|---|---|---|---|
| Test Company | Asesoría Inversión Valores (IA) | Test 香港SFC外汇交易 | -- |
| Smart Grandly Asset Management Limited | Asesoría Inversión Valores (IA) | BEL573 | 2015-02-12 |
| 作废 | Trading Derivados (AGN) | 作废3 | 2016-11-04 |
| 作废 | Trading Derivados (AGN) | 作废2 | 2015-08-31 |
| 作废 | Trading Valores (AGN) | 作废1 | 2004-01-14 |
| Test Company | Trading Derivados (AGN) | test 香港衍生品交易 | -- |
| Bitfire Asset Management (Hong Kong) Limited | Trading Valores (AGN) | BPK544 | 2020-07-31 |
| Panthertrade (Hong Kong) Limited | Trading Valores (AGN) | BUY578 | 2025-01-27 |
| YAX (Hong Kong) Limited | Trading Valores (AGN) | BUT913 | 2025-01-27 |
| DFX Labs Company Limited | Trading Valores (AGN) | BUN619 | 2024-12-18 |
| OSL Digital Securities Limited | Trading Valores (AGN) | BPJ213 | 2020-12-15 |
| ADMIS Hong Kong Limited | Trading Derivados (AGN) | ACP509 | 2004-09-25 |
| ADS Securities Hong Kong Limited | Creación Mercado Forex (MM) | AXC847 | 2011-08-09 |
