SFC

Securities and Futures Commission of Hong Kong SFC

Site oficial: http://www.sfc.hk/web/EN
Hong Kong ChinaHong Kong ChinaOrganização Internacional de RegulaçãoRegulado pelo governoPSNFundada em 1989

The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.

  • Nível Regulatório
    AAA
  • Licenças listadas
    461
  • Membros
    184
  • ivulgação Regulatória
    102

Membros

Veja mais
Nome do membroPaís / RegiãoCertificado de RegularidadeTempo Estabelecido
HUATAI SECURITIESHUATAI SECURITIES
ChinaChina
BHE0032018-02-16
CITIC FuturesCITIC Futures
ChinaChina
BFL3182018-02-16
GUODU FUTURES CO., LTDGUODU FUTURES CO., LTD
ChinaChina
AVS8982018-12-14
StoneXStoneX
Estados UnidosEstados Unidos
BCQ1522020-02-21
CHAOSCHAOS
Hong KongHong Kong
ABE516,BMV8332017-03-21

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