SFC

Securities and Futures Commission of Hong Kong SFC

Sitio web oficial: http://www.sfc.hk/web/EN
Hong Kong, ChinaHong Kong, ChinaOrganización Reguladora InternacionalRegulado por el gobiernoProtección de saldo negativoEstablecido en 1989

The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.

  • Nivel regulatorio
    AAA
  • Licencias enumeradas
    461
  • Miembros
    184
  • Divulgación reglamentaria
    102

Miembros

Para más
Nombre del miembroPaís/ÁreaNúmero de regulaciónEstablecido
HUATAI SECURITIESHUATAI SECURITIES
ChinaChina
BHE0032018-02-16
CITIC FuturesCITIC Futures
ChinaChina
BFL3182018-02-16
GUODU FUTURES CO., LTDGUODU FUTURES CO., LTD
ChinaChina
AVS8982018-12-14
StoneXStoneX
Estados UnidosEstados Unidos
BCQ1522020-02-21
CHAOSCHAOS
Hong KongHong Kong
ABE516,BMV8332017-03-21

Licencias relacionadas

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Institución autorizadaNombre de la licenciaNúmero de regulaciónTiempo efectivo
flagLion International Securities Group Limited
Trading Valores (AGN)BHY4912016-12-29
flagFunderstone Securities Limited
Trading Valores (AGN)AAK0182005-12-19
flagHF Securities and Futures Limited
Trading Valores (AGN)BFA1192015-10-28
flagFunde Securities Limited
Trading Valores (AGN)BHT9842017-02-14
flagKai Yin Securities Limited
Trading Valores (AGN)BHC1022016-08-31