SFC

Securities and Futures Commission of Hong Kong SFC

Official Website: http://www.sfc.hk/web/EN
Hong Kong ChinaHong Kong ChinaInternational Regulatory OrganizationRegulated by GovernmentNBPEstablished in 1989

The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.

  • Regulatory Tier
    AAA
  • Licenses Listed
    461
  • Members
    184
  • Disclosure
    102

Members

View More
Member NameCountry/RegionLicense No.Established
HUATAI SECURITIESHUATAI SECURITIES
ChinaChina
BHE0032018-02-16
CITIC FuturesCITIC Futures
ChinaChina
BFL3182018-02-16
GUODU FUTURES CO., LTDGUODU FUTURES CO., LTD
ChinaChina
AVS8982018-12-14
StoneXStoneX
United StatesUnited States
BCQ1522020-02-21
CHAOSCHAOS
Hong KongHong Kong
ABE516,BMV8332017-03-21

Related Licenses

View More
Licensed EntityLicense NameLicense No.Effective Date
flagLion International Securities Group Limited
Securities Trading License (AGN)BHY4912016-12-29
flagFunderstone Securities Limited
Securities Trading License (AGN)AAK0182005-12-19
flagHF Securities and Futures Limited
Securities Trading License (AGN)BFA1192015-10-28
flagFunde Securities Limited
Securities Trading License (AGN)BHT9842017-02-14
flagKai Yin Securities Limited
Securities Trading License (AGN)BHC1022016-08-31