Financial Markets Authority FMA
Official Website: http://fma.govt.nz
New ZealandRegulated by GovernmentInternational Regulatory OrganizationForex RegulationNBPEstablished in 2011The Financial markets Authority (FMA) is a New Zealand government agency responsible for enforcing securities, financial reporting and company law as they apply to financial services and securities markets. The FMA also regulates securities exchanges, financial advisers and brokers, auditors, trustees and issuers - including issuers of KiwiSaver and superannuation schemes. It jointly oversees designated settlement systems in New Zealand, with the Reserve Bank of New Zealand (RBNZ). FMA is a member of New Zealand’s Council of Financial Regulators.
Related Licenses
| Licensed Entity | License Name | License No. | Effective Date |
|---|---|---|---|
| FXBTG FINANCIAL LIMITED | Business Registration License (BR) | 9429030613140 | 2012-06-25 |
| IG MARKETS LIMITED | Market Making License (MM) | 18923 | 2015-02-26 |
| ABACUS GROUP LIMITED | Investment Advisory License (IA) | 93921 | 2021-03-15 |
| ROCKFORT MARKETS LIMITED | Inst Market Making (MM) | 509766 | 2016-07-16 |
| CENTURION FINANCE LIMITED | Electronic Money Institution (EMI) | 43662 | 2010-12-03 |
| CMC MARKETS NZ LIMITED | Market Making License (MM) | 41187 | 2014-12-12 |
| BNZ INVESTMENT SERVICES LIMITED | Securities Asset Management (AM) | 28021 | 2010-11-28 |
| ZERO MARKETS (NZ) LIMITED | Market Making License (MM) | 569807 | 2018-08-27 |
| HIFX LIMITED | Inst Forex Execution (STP) | 94961 | 2015-05-27 |
| Forex Limited | Inst Investment Advisory (IA) | 4041 | 2014-12-05 |
| OM FINANCIAL LIMITED | Inst Forex Execution (STP) | 15922 | 2016-10-01 |
| HALIFAX NEW ZEALAND LIMITED | General Financial Services License (GF) | 146605 | 2015-05-08 |
| ADDEX LIMITED | Inst General Financial Services (GF) | 32522 | 2021-03-15 |