New ZealandRegulated by GovernmentInternational Regulatory OrganizationForex RegulationNBPEstablished in 2011The Financial markets Authority (FMA) is a New Zealand government agency responsible for enforcing securities, financial reporting and company law as they apply to financial services and securities markets. The FMA also regulates securities exchanges, financial advisers and brokers, auditors, trustees and issuers - including issuers of KiwiSaver and superannuation schemes. It jointly oversees designated settlement systems in New Zealand, with the Reserve Bank of New Zealand (RBNZ). FMA is a member of New Zealand’s Council of Financial Regulators.
| Licensed Entity | License Name | License No. | Effective Date |
|---|---|---|---|
| Test Company | Inst Market Making (MM) | Test 新西兰FMA | -- |
| Ace Markets Limited | Derivatives Trading License (MM) | 703051 | 2020-03-10 |
| Test Company | Inst Forex Execution (STP) | Test 新西兰STP | -- |
| LLA GLOBAL MARKETS LIMITED | Market Making License (MM) | 1012246 | 2026-04-25 |
| QRS GLOBAL LIMITED | Inst Forex Execution (STP) | 1009652 | 2025-06-19 |
| TOPWEALTH TRADING LIMITED | Market Making License (MM) | 1012672 | 2026-06-16 |
| CMC MARKETS NZ LIMITED | Market Making License (MM) | 41187 | 2014-12-12 |
| BNZ INVESTMENT SERVICES LIMITED | Securities Asset Management (AM) | 28021 | 2010-11-28 |
| IG MARKETS LIMITED | Market Making License (MM) | 18923 | 2010-11-13 |
| CLSA PREMIUM NEW ZEALAND LIMITED | General Financial Services License (GF) | 1762 | 2010-09-21 |
| EC MARKETS FINANCIAL LIMITED | Market Making License (MM) | 197465 | 2012-02-14 |
| HALIFAX NEW ZEALAND LIMITED | General Financial Services License (GF) | 146605 | 2015-05-08 |
| ROCKFORT MARKETS LIMITED | Inst Market Making (MM) | 509766 | 2016-07-16 |
