The Financial markets Authority (FMA) is a New Zealand government agency responsible for enforcing securities, financial reporting and company law as they apply to financial services and securities markets. The FMA also regulates securities exchanges, financial advisers and brokers, auditors, trustees and issuers - including issuers of KiwiSaver and superannuation schemes. It jointly oversees designated settlement systems in New Zealand, with the Reserve Bank of New Zealand (RBNZ). FMA is a member of New Zealand’s Council of Financial Regulators.
| Instituições Licenciadas | Nome da licença | Certificado de Regularidade | Tempo efetivo |
|---|---|---|---|
| Licença de Registro Comercial (BR) | 9429030613140 | 2012-06-25 | |
| Market Marketing (MM) | 18923 | 2015-02-26 | |
| Licença Consultoria Invest. (IA) | 93921 | 2021-03-15 | |
| Inst. Market Making (MM) | 509766 | 2016-07-16 | |
| Instituição de Moeda Eletrônica (EMI) | 43662 | 2010-12-03 | |
| Market Marketing (MM) | 41187 | 2014-12-12 | |
| Gestão de Ativos de Valores (AM) | 28021 | 2010-11-28 | |
| Market Marketing (MM) | 569807 | 2018-08-27 | |
| Execução Forex Inst (STP) | 94961 | 2015-05-27 | |
| Licença Inst. Consultoria (IA) | 4041 | 2014-12-05 | |
| Execução Forex Inst (STP) | 15922 | 2016-10-01 | |
| Licença Serviços Financeiros (GF) | 146605 | 2015-05-08 | |
| Serviços Fin. Institucionais (GF) | 32522 | 2021-03-15 |