The Financial markets Authority (FMA) is a New Zealand government agency responsible for enforcing securities, financial reporting and company law as they apply to financial services and securities markets. The FMA also regulates securities exchanges, financial advisers and brokers, auditors, trustees and issuers - including issuers of KiwiSaver and superannuation schemes. It jointly oversees designated settlement systems in New Zealand, with the Reserve Bank of New Zealand (RBNZ). FMA is a member of New Zealand’s Council of Financial Regulators.
| Institución autorizada | Nombre de la licencia | Número de regulación | Tiempo efectivo |
|---|---|---|---|
| Registro Comercial (BR) | 9429030613140 | 2012-06-25 | |
| Creación Mercado Forex (MM) | 18923 | 2015-02-26 | |
| Asesoría de Inversión (IA) | 93921 | 2021-03-15 | |
| Creación Mercado Inst (MM) | 509766 | 2016-07-16 | |
| Institución Dinero Electrónico (EMI) | 43662 | 2010-12-03 | |
| Creación Mercado Forex (MM) | 41187 | 2014-12-12 | |
| Gestión Activos Valores (AM) | 28021 | 2010-11-28 | |
| Creación Mercado Forex (MM) | 569807 | 2018-08-27 | |
| Ejecución Forex Inst (STP) | 94961 | 2015-05-27 | |
| Asesoría Institucional (IA) | 4041 | 2014-12-05 | |
| Ejecución Forex Inst (STP) | 15922 | 2016-10-01 | |
| Servicios Financieros Generales (GF) | 146605 | 2015-05-08 | |
| Servicios Financieros Inst (GF) | 32522 | 2021-03-15 |